Julia E. Polack
Professional summary
Julia E Polack, who also goes by Julia Eldridge Polack, Julia Polack Watson, is a registered financial advisor currently at RODGERS BROTHERS, INC. located in Harmony, Pennsylvania.
Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Julia has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julia E Polack's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2019 - Present
RODGERS BROTHERS, INC.
Office #1: 223 Mercer Street, Harmony, PA 16037March 8, 2019 - October 18, 2023
RODGERS BROTHERS, INC.
April 18, 2017 - January 30, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 19, 2014 - January 30, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RODGERS BROTHERS, INC.
CRD#: 16197 / SEC#: 801-61034, 8-33475
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2019)
Exams
Current Firm
RODGERS BROTHERS, INC.
CRD#: 16197 / SEC#: 801-61034, 8-33475
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,075 |
| AUM (Assets Under Management) | $ 964,724,126 |
Red Flags
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