DM
Daniel L. Miceli
FINANCIAL NORTHEASTERN SECURITIES
Fairfield, NJ 07004
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CRD#: 6210581
DM
Professional summary
Daniel Louis Miceli is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Louis Miceli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Louis Miceli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2015 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004RIA
BD
CRD#: 17007
Fairfield, NJ
Current
October 6, 2015 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004RIA
BD
CRD#: 17007
Fairfield, NJ
Past
November 26, 2014 - June 3, 2015
QUASAR TRADING, LLC
BD
CRD#: 151974
SAN JUAN, PR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/14/2022)
RR
Arizona(9/12/2017)
RR
Arkansas(1/7/2021)
RR
California(6/10/2020)
RR
Connecticut(6/27/2018)
RR
Delaware(3/21/2022)
RR
Florida(5/20/2016)
RR
Georgia(1/2/2025)
RR
Illinois(1/4/2016)
RR
Indiana(4/15/2016)
RR
Iowa(11/25/2020)
RR
Kentucky(8/28/2024)
RR
Louisiana(12/7/2016)
RR
Maryland(4/16/2018)
RR
Massachusetts(3/3/2017)
RR
Michigan(1/4/2016)
RR
Minnesota(1/2/2025)
RR
Missouri(1/4/2016)
RR
Montana(1/7/2021)
RR
Nebraska(1/4/2016)
RR
New Hampshire(9/15/2022)
RR
New Jersey(11/9/2015)
IAR
New Jersey(11/16/2015)
RR
New Mexico(5/4/2016)
RR
New York(1/4/2016)
RR
North Carolina(3/3/2021)
RR
North Dakota(8/5/2020)
RR
Ohio(8/10/2018)
RR
Oregon(2/1/2022)
RR
Pennsylvania(1/4/2016)
RR
Rhode Island(3/24/2022)
RR
South Dakota(8/28/2018)
RR
Tennessee(4/20/2017)
RR
Texas(3/22/2016)
RR
Utah(9/30/2020)
RR
Washington(1/2/2025)
RR
Wisconsin(1/19/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FN
FINANCIAL NORTHEASTERN SECURITIES, INC.
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION
CRD#: 17007 / SEC#: , 8-34883
California
Registered Investment Advisory firm - SEC (8/11/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (2/28/2002 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/23/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004
Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004
Phone number
(973) 882-9337
Established
New Jersey since 02/14/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
42
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
