Charles E Levinus Iii
Professional Summary
Charles E Levinus III, who also goes by Charles E Levinus, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Dover, Florida. Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles E Levinus
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
Contact Information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227Phone Number
(800) 531-7960Established
Delaware since 09/01/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
176SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | — |
| BEARDSLEY, BRENT SCOTT | PRESIDENT | 6704940 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| LASKOWSKI, KARINA LOPEZ | ASSISTANT HR PAYROLL OFFICER | 8257457 |
| MCAULIFFE-KILLIAN, ERIN ANNE | PAYROLL OFFICER | 8253512 |
| MONSKA, DOUGLAS PAUL | TAX OFFICER | 7314247 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| RAMON, STEVE ADAM | AVP, ATTORNEY | 8264674 |
| ROUNTREE, DANIEL DENTON | ANTI-MONEY LAUNDERING OFFICER | 8252353 |
| TAVA, PAUL SCOTT | CHIEF COMPLIANCE OFFICER | 6888757 |
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Charles E Levinus III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles E Levinus III's CRS (Customer Relationship Summary).
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