Kevin P. Iler

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CRD#: 6210275

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Patrick Iler was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2015. Kevin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LAW & ASSOCIATES. WEALTH MANAGEMENT AND FINANCIAL PLANNING. SUPPORT COMPANY/DBA (NON-OWNER). STARTED:04/2019. GLEN ECHO, MD. 0 HRS PER MONTH SUPPORT ADVISOR & PREPARE FINANCIAL PLANS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 2019 - August 4, 2021

LAW & ASSOCIATES INC

RIA

CRD#: 105350

GLEN ECHO, MD

Past

August 14, 2019 - April 26, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Columbus, MD

Past

April 17, 2019 - April 26, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

COLUMBIA, MD

Past

January 3, 2019 - January 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Bethesda, MD

Past

January 3, 2019 - January 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Bethesda, MD

Past

September 9, 2016 - October 16, 2018

SPC FINANCIAL INC

RIA

CRD#: 104618

ROCKVILLE, MD

Past

December 22, 2015 - October 16, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAW & ASSOCIATES INC

CRD#: 105350 / SEC#: 801-16929

RIA

Registered Investment Advisory firm - (3/22/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2015

General Securities Representative Examination

Current Firm

LAW & ASSOCIATES INC

CRD#: 105350 / SEC#: 801-16929

RIA

Registered Investment Advisory firm - (3/22/1982 Approved)

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Contact information

Main Address

6111 Tulane Ave, Glen Echo, MD 20812-1205

Mailing Address

Phone number

(301) 229-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAW & ASSOCIATES_ADV_PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,623
AUM (Assets Under Management)	$ 304,647,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Iler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SPC FINANCIAL INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LAW & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2015

Current Firm

LAW & ASSOCIATES INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAW & ASSOCIATES INC

TRUST BUT VERIFY

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