Yalin Zhu-hu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yalin Zhu-hu, who also goes by Yalin Zhu, was a registered financial professional .
Yalin is a previously registered financial professional and started their career in finance in 2013. Yalin had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2019 - June 21, 2022
US TIGER SECURITIES, INC.
September 26, 2018 - October 23, 2019
REVA CAPITAL MARKETS LLC
July 17, 2018 - September 6, 2018
RISEVEST FINANCIAL SECURITIES LIMITED
March 2, 2017 - August 10, 2017
CHINA RENAISSANCE SECURITIES (US) INC.
July 13, 2013 - September 6, 2016
CITIC SECURITIES INTERNATIONAL USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/31/2021
Investment Banking Registered Representative ExaminationCurrent Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
