Chad K. Sager
Professional summary
Chad Keith Sager, CFP®, who also goes by Chad Sager, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Chad has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad Keith Sager's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E Lincoln Drive, Phoenix, AZ 85016-1215September 18, 2013 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215September 12, 2024 - January 6, 2026
CHARLES SCHWAB & CO., INC.
January 20, 2021 - September 12, 2024
SCHWAB WEALTH ADVISORY, INC.
February 22, 2017 - January 25, 2021
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
(3/29/2018)
(10/2/2013)
(12/18/2025)
(1/6/2020)
(1/2/2014)
(1/6/2020)
(1/6/2020)
(1/8/2020)
(1/8/2020)
(3/29/2018)
(1/10/2020)
(3/28/2018)
(3/28/2018)
(1/30/2020)
(1/6/2020)
(1/6/2020)
(1/8/2020)
(1/8/2020)
(1/6/2020)
(12/19/2025)
(1/7/2020)
(1/6/2020)
(1/6/2020)
(1/8/2020)
(1/8/2020)
(1/7/2020)
(1/6/2020)
(3/28/2018)
(1/10/2020)
(4/9/2018)
(1/8/2020)
(1/7/2020)
(1/6/2020)
(3/29/2018)
(1/8/2020)
(3/29/2018)
(1/6/2020)
(1/10/2020)
(5/8/2018)
(1/6/2020)
(2/7/2024)
(1/8/2020)
(1/7/2020)
(1/8/2020)
(1/6/2020)
(1/7/2020)
(12/17/2025)
(1/7/2020)
(1/6/2020)
(2/7/2024)
(1/6/2020)
(3/28/2018)
(1/15/2020)
(1/6/2020)
(1/7/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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