Nicholas E. Nelson
Professional summary
Nicholas Errold Nelson, who also goes by Nicholas Errold Nelson 12/06, is a registered financial advisor currently at SHP WEALTH MANAGEMENT, LLC located in Plymouth, Massachusetts.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Errold Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2016 - Present
SHP WEALTH MANAGEMENT, LLC
Office #1: 225 Water St Suite C210, Plymouth, MA 02360February 18, 2016 - May 17, 2016
PRINCIPAL SECURITIES, INC.
July 1, 2015 - May 17, 2016
PRINCIPAL SECURITIES, INC.
November 7, 2014 - June 18, 2015
PURSHE KAPLAN STERLING INVESTMENTS
September 19, 2014 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
SHP WEALTH MANAGEMENT, LLC
CRD#: 174697 / SEC#: 801-108679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/20/2016)
Exams
Current Firm
SHP WEALTH MANAGEMENT, LLC
CRD#: 174697 / SEC#: 801-108679
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,093 |
| AUM (Assets Under Management) | $ 1,496,875,252 |
Red Flags
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