Adam C. Jones

CERTIFIED ADVISORY CORP

Gainesville, FL 32606

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CRD#: 6209578

Professional summary

Adam Charles Jones, AIF®, CFP®, who also goes by Adam Jones, is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Gainesville, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Monaca, Pennsylvania.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OFFICE MANAGER OF SUMMERLIN FINANCIAL ADVISORS, INC SINCE 05/2013. 4110 NW 37th PLACE, STE. A, GAINESVILLE, FL 32606. 38-40 HRS/WEEK. NON-INVESTMENT RELATED. PINNACLE INSURANCE & FINANCIAL SERVICES SINCE 12/2013. 7791 BELFORT PKWY, JACKSONVILLE, FL 32256. NON-INVESTMENT RELATED. 20 HRS/WEEK. UNIVERSITY ATHLETIC ASSOCIATION SINCE 10/2010. PO BOX 14485, GAINESVILLE, FL 32604. SALES/CUSTOMER SERVICE. 7-8 HRS/WEEK. NON-INVESTMENT RELATED. IAR WITH CERTIFIED ADVISORY GROUP SINCE 01/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Charles Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 27, 2017 - Present

CERTIFIED ADVISORY CORP

Office #1: 4110 Nw 37th Place Suite A, Gainesville, FL 32606

RIA

CRD#: 120990

Gainesville, FL

Current

March 29, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 3582 Brodhead Road Suite 202, Monaca, PA 15061

CRD#: 42150

Monaca, PA

Past

July 31, 2013 - December 31, 2016

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

GAINESVILLE, FL

Past

July 30, 2013 - July 13, 2021

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/27/2017)

Florida
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/30/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam C. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Charles Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2016

SIE

Date: 10/1/2018

Series 6

Date: 7/30/2013

FINRA

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

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