Loukas W. Theodorou

OZE CAPITAL LLC

Florham Park, NJ 07932

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CRD#: 6209508

Professional summary

Loukas Wayne Theodorou is a registered financial advisor currently at OZE CAPITAL LLC located in Florham Park, New Jersey.

Loukas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Loukas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In connection with Mr. Theodorou's employment at OZE Capital LLC, he serves as a board member for certain private companies where funds sponsored/advised by OZE Capital hold investments: Board Member, Osiris Ventures Inc, in San Francisco, CA (OZE Capital Fund 1 LP and OZE Capital Fund II LP), appx two hours per month Board Member, Agricultural Alternatives Inc, in Holyoke, MA, (OZE Capital Fund III LP & OZE MTA CoInvest LLC), appx ten hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loukas Wayne Theodorou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

OZE CAPITAL LLC

Office #1: 25b Vreeland Road, Suite 201, Florham Park, NJ 07932

RIA

CRD#: 327276

Florham Park, NJ

Past

June 10, 2015 - June 29, 2016

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

August 5, 2014 - June 29, 2016

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OZE CAPITAL LLC

CRD#: 327276 / SEC#: 801-128773

RIA

Registered Investment Advisory firm - (9/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(12/9/2024)

IAR

New Jersey
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2014

General Securities Representative Examination

Current Firm

OZE CAPITAL LLC

CRD#: 327276 / SEC#: 801-128773

RIA

Registered Investment Advisory firm - (9/22/2023 Approved)

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Contact information

Main Address

25b Vreeland Road, Suite 201, Florham Park, NJ 07932

Mailing Address

Phone number

(973) 446-6876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

OZE CAPITAL LLC- FIRM BROCHURE ADV PART 2A - JULY 2025 (7/16/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 195,246,929

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Loukas W. Theodorou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loukas Wayne Theodorou's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

OZE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2023

Series 63

Date: 8/9/2014

SIE

Date: 6/29/2016

Series 7

Date: 8/5/2014

Current Firm

OZE CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OZE CAPITAL LLC

TRUST BUT VERIFY

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