Peter J. Venetos
ROCKEFELLER CAPITAL MANAGEMENT | Vice President
NY, NY 10111
Some features on this profile are disabled
CRD#: 6209444
Professional summary
Peter J. Venetos, who also goes by Peter James Venetos, Peter Venetos, is a registered financial advisor currently at ROCKEFELLER CAPITAL MANAGEMENT located in Ny, New York and ROCKEFELLER FINANCIAL LLC located in New York, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Peter Venetos is a Wealth Advisor with J.P. Morgan Wealth Management. As a member of the Venetos Group, he delivers comprehensive guidance that helps high-net-worth individuals and families to grow, preserve and transfer their wealth.
Peter takes a collaborative approach to support clients through the challenges of today's market environment. He is especially proficient in risk assessment, goals-based investing, strategic planning and client service. Peter taps the award-winning research team1and professional resources at J.P. Morgan to care for a full range of personalized and long-term objectives, including lending, credit, retirement and philanthropy. Introduced to financial concepts at a young age, he believes strongly in educating the next generation about money and the principles of investing.
With 10 years of industry experience, Peter began his career at Bessemer Trust as a Client Account Manager supporting ultra-high-net-worth individuals on all elements of their financial lives. Most recently, he was a Vice President at Partners Group, a Switzerland-based private markets investment management firm, where he focused on investor relations for high-net-worth clients and institutions. He joined J.P. Morgan in 2020 for the opportunity to draw from his global perspective, values and shared point of view to help build-out the Venetos Group into a multi-generational practice.
Carrying on in the family tradition, Peter is a graduate of Cornell University, where he earned a B.A. in Economics with a concentration in Italian. He holds the Chartered Financial Analyst® designation, which enhances his understanding of security research and portfolio management. Active in the professional community, Peter is a member of the CFA Society of New York.
Peter has volunteered with Sponsors for Educational Opportunity (SEO), Student Diplomacy Corps, BioBus, The Lenox Hill Neighborhood House and The Jackie Robinson Foundation. He is a former member of the investment committee for Partners Group Impact (Verein), an employee-led foundation.
Originally from Connecticut, Peter lives in New York City with his fiancée, Jay. For fun, he enjoys cooking, art, skiing, playing golf, music and attending concerts.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter James Venetos | Peter Venetos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-Trustee Role
CRS (Client Relationship Summary) - RIA
Click below to view Peter J. Venetos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter J. Venetos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 45 Rockefeller Plaza 5th Floor, Ny, NY, 10111RIA
CRD#: 294197
NY, NY
Current
January 17, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111RIA
BD
CRD#: 291361
New York, NY
Current
January 17, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111RIA
BD
CRD#: 291361
New York, NY
Past
July 28, 2020 - January 22, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
April 13, 2020 - January 22, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
July 29, 2013 - April 2, 2020
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2025)
RR
Connecticut(1/17/2025)
RR
Delaware(1/17/2025)
RR
District of Columbia(1/17/2025)
RR
Florida(1/17/2025)
RR
Illinois(1/17/2025)
RR
Iowa(1/17/2025)
RR
Maine(1/17/2025)
RR
Maryland(1/17/2025)
RR
Massachusetts(1/17/2025)
RR
Michigan(1/17/2025)
RR
Missouri(1/17/2025)
RR
Montana(1/17/2025)
RR
New Jersey(1/17/2025)
IAR
New Jersey(1/17/2025)
RR
New York(1/17/2025)
IAR
New York(1/17/2025)
RR
North Carolina(1/17/2025)
RR
South Carolina(1/17/2025)
RR
Texas(1/17/2025)
IAR
Texas(1/17/2025)
RR
Virginia(1/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Vice PresidentCRD#: 291361Ny, NY 10111TRUST BUT VERIFY
Monitor Peter Venetos
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
