Matthew J. Casalaina
Professional summary
Matthew Joseph Casalaina, who also goes by Matthew Joseph Casalaina, Matthew Casalaina, Matthew J Casalaina, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Joseph Casalaina's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2021 - Present
J.P. MORGAN INVESTMENT MANAGEMENT INC.
Office #1: 277 Park Ave, New York, NY 10172August 20, 2013 - November 10, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2021)
Exams
Series 55
Date: 6/11/2015
Limited Representative-Equity Trader ExamCurrent Firm
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 114,499 |
| AUM (Assets Under Management) | $ 2,985,273,722,862 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/25/2024 | ||
| 01/27/2023 |
Red Flags
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