Katarzyna Fenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katarzyna Fenner, who also goes by Katie Fenner, Katarzyna I Imielska, Katarzyna Imielska, Katie Imielska, was a registered financial professional .
Katarzyna is a previously registered financial professional and started their career in finance in 2014. Katarzyna had worked at 2 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2022 - May 21, 2024
LAVELLE CAPITAL
August 23, 2014 - September 14, 2020
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
LAVELLE CAPITAL
CRD#: 316754 / SEC#: 801-122492
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAVELLE CAPITAL
CRD#: 316754 / SEC#: 801-122492
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 305,488,246 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 9/13/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
