MA
Matthew L. Arey
VALMARK ADVISERS
Falmouth, ME 04105
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CRD#: 6208714
MA
Professional summary
Matthew L Arey is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Falmouth, Maine and VALMARK SECURITIES, INC. located in Falmouth, Maine.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rosaria M. Walsh and John J. Walsh Trust; 1317 Westbrook Street, Portland, ME 04102; family trust; trustee; on-going management of trust assets; investment related; started 03/02/2016; compensation-billable hours./// 2) Matthew L. Arey, DBA 21 South Grafton Street, Portland, ME 04103; address-same; rental property; owner; landlord. Not investment related; started 11/15/2016; compensation-check./// 3) Cheverus High School, 267 Ocean Ave., Portland, ME 04103; assistant swim coach; provides coaching; not investment related; started 12/01/16; stipend-check./// 4) Portland Regional Chamber of Commerce; 93 Exchange Street, Portland, ME 04101; Finance Committee Member; Review and advise on finance related topics; NOT Investment Related; Start Date 1/1/2023; 1-5 hrs. per month; No compensation./// 5) Lebel & Harriman, LP & LLP; 366 U.S. Route 1, Falmouth, ME 04105; Partner; Oversee fiduciary service best practices, update regulatory education, develop new client acquisition strategies, supervise employees; YES Investment Related: Start Date 03/11/2022; I own a minority share in the organization; Approximately 40+ hrs. per month; Guaranteed payments, and thru partnership distributions./// 6) Cumberland Club; 116 High St., Portland, ME 04101; Executive Board Member, Club Management; NOT Investment Related; Start Date 6/1/2024; Approximately 6-10 hrs. per month; No Compensation.///
CRS (Client Relationship Summary) - RIA
Click below to view Matthew L Arey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2017 - Present
VALMARK ADVISERS, INC.
Office #1: 366 Us Route One, Falmouth, ME 04105RIA
CRD#: 108050
Falmouth, ME
Current
July 10, 2014 - Present
VALMARK SECURITIES, INC.
Office #1: 366 Us Route One, Falmouth, ME 04105BD
CRD#: 31243
Falmouth, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/18/2021)
IAR
Florida(1/5/2023)
IAR
Louisiana(1/22/2021)
RR
Maine(11/10/2014)
IAR
Maine(3/27/2017)
IAR
New Hampshire(1/3/2020)
IAR
Utah(5/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Falmouth, ME 04105TRUST BUT VERIFY
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