Katelyn M. Mahon
Professional summary
Katelyn Mary Mahon, CFP®, who also goes by Katelyn M Simmons, Katelyn Mary Simmons, is a registered financial advisor currently at PEDDOCK CAPITAL ADVISORS, LLC located in Braintree, Massachusetts.
Katelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Katelyn has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katelyn Mary Mahon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
PEDDOCK CAPITAL ADVISORS, LLC
Office #1: 50 Braintree Hill Office Park Ste 105, Braintree, MA 02184-8734August 7, 2015 - April 20, 2016
VANGUARD ADVISERS, INC.
July 8, 2013 - March 1, 2016
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
PEDDOCK CAPITAL ADVISORS, LLC
CRD#: 148216 / SEC#: 801-69611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/21/2016)
(10/23/2025)
Exams
Current Firm
PEDDOCK CAPITAL ADVISORS, LLC
CRD#: 148216 / SEC#: 801-69611
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 461 |
| AUM (Assets Under Management) | $ 731,548,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 12/21/2023 | ||
| 11/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PEDDOCK CAPITAL ADVISORS, LLC
CRD#: 148216Braintree, MA 02184-8734TRUST BUT VERIFY
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