Katelyn Mary Mahon
CFP®Professional Summary
Katelyn Mary Mahon, CFP®, who also goes by Katelyn M Simmons, Katelyn Mary Simmons, is a registered financial advisor currently at PEDDOCK CAPITAL ADVISORS, LLC located in Braintree, Massachusetts and CW ADVISORS, LLC located in Belmar, New Jersey. Katelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Katelyn has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katelyn Mary Mahon, Katelyn M Simmons, Katelyn Mary Simmons
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC
Contact Information
Main Address
155 Seaport Blvd 3rd Floor, Boston, MA 02210Phone Number
(617) 428-7600# of Employees
152SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
23,756AUM (Assets Under Management)
$15,224,527,279Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2026 | Cover Page | Report |
| 10/23/2025 | Cover Page | Report |
| 07/02/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC
State Registrations and Notice Filings
(9/21/2016)
(10/23/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Katelyn Mary Mahon's CRS (Customer Relationship Summary).
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