Ana Mcphail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ana Mcphail, who also goes by Ana Mc Phail, Ana Oneida-ana Watson, was a registered financial professional .
Ana is a previously registered financial professional and started their career in finance in 2013. Ana had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - December 21, 2018
COMMUNITAS FINANCIAL PLANNING PBC
October 10, 2013 - April 29, 2014
WADDELL & REED
September 17, 2013 - April 29, 2014
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMUNITAS FINANCIAL PLANNING PBC
CRD#: 157708 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
