AP
Ashlee B. Patten
THE PATTEN GROUP
Chattanooga, TN 37402
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CRD#: 6208041
AP
Professional summary
Ashlee Bryan Patten, who also goes by Ashlee Patten, is a registered financial advisor currently at THE PATTEN GROUP, INC. located in Chattanooga, Tennessee.
Ashlee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ashlee has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashlee Patten
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASHLEE PATTEN GROUP, LLC / NO/832 GEORGIA AVENUE, 360, CHATTANOOGA, TN 37402/AGRICULTURAL FARM/MANAGING MEMBER/APPROXIMATELY 5-15 HOURS PER MONTH/GOAT HERD CARETAKER UNIVERSITY OF CHATTANOOGA FOUNDATION/NO/ 605 OAK STREET, DEPT 6806, CHATTANOOGA, TN 37403/ UNIVERSITY FOUNDATION/ TRUSTEE & CHAIRPERSON AND SERVES ON STANDING COMMITTEES/APPROXIMATELY 8-12 HOURS/MONTH WILD BLUE YONDER GP/YES/832 GEORGIA AVENUE, 360, CHATTANOOGA, TN 37402/FAMILY INVESTMENTS/GENERAL PARTNER/LESS THAN 2 HOURS/MONTH TUGBOAT, LLC /NO/832 GEORGIA AVENUE, 360, CHATTANOOGA, TN 37402//MANAGING MEMBER/ TIMBERLANDS & REAL ESTATE DEVELOPMENT/APPROXIMATELY 10-20 HOURS/MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Ashlee Bryan Patten's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2014 - Present
THE PATTEN GROUP, INC.
Office #1: 832 Georgia Avenue Suite 360, Chattanooga, TN 37402RIA
CRD#: 168255
Chattanooga, TN
Past
August 25, 2015 - March 30, 2020
ASHLEE PATTEN GROUP, LLC
RIA
CRD#: 167675
CHATTANOOGA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PATTEN GROUP, INC.
TACTICAL ADVISOR 12, LLC | THE PATTEN GROUP, INC.
CRD#: 168255 / SEC#: 801-78354
RIA
Registered Investment Advisory firm - (7/29/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(4/30/2014)
IAR
Texas(4/8/2016)
Exams
Current Firm
TP
THE PATTEN GROUP, INC.
TACTICAL ADVISOR 12, LLC | THE PATTEN GROUP, INC.
CRD#: 168255 / SEC#: 801-78354
RIA
Registered Investment Advisory firm - (7/29/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
832 Georgia Avenue Suite 360, Chattanooga, TN 37402
Mailing Address
Phone number
(423) 531-0360
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,296 |
| AUM (Assets Under Management) | $ 619,805,259 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/30/2024 | ||
| 01/17/2024 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE PATTEN GROUP, INC.
CRD#: 168255Chattanooga, TN 37402TRUST BUT VERIFY
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