Daryl K. Wong

TULA INVESTMENT GROUP LLC

OAKLAND, CA

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CRD#: 6207934

Professional summary

Daryl Keith Wong, who also goes by Daryl Wong, is a registered financial advisor currently at TULA INVESTMENT GROUP LLC located in Oakland, California.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daryl has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daryl Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Keith Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2013 - Present

TULA INVESTMENT GROUP LLC

RIA

CRD#: 168102

OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/20/2013)

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Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2013

Uniform Investment Adviser Law Examination

Current Firm

TULA INVESTMENT GROUP LLC

CRD#: 168102 / SEC#:

California

Registered Investment Advisory firm - (8/20/2013 Approved)

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Contact information

Main Address

Oakland, CA

Mailing Address

Phone number

(510) 390-4774

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 22,943,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daryl K. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Keith Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULA INVESTMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2013

Current Firm

TULA INVESTMENT GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TULA INVESTMENT GROUP LLC

TRUST BUT VERIFY

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