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KW

Kyle P. Witty

BRENTWOOD CAPITAL ADVISORS LLC
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 6207719
KW

Professional summary

Kyle Piquet Witty, who also goes by Kyle Witty, is a registered financial professional currently at BRENTWOOD CAPITAL ADVISORS LLC located in Nashville, Tennessee.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2015. Kyle has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyle Witty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Piquet Witty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2015 - Present

BRENTWOOD CAPITAL ADVISORS LLC

Office #1: 1600 West End Avenue Suite 1550, Nashville, TN 37203
BD
CRD#: 118712
Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(8/10/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 2/9/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/4/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BRENTWOOD CAPITAL ADVISORS LLC
BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712 / SEC#: , 8-53681

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Mailing Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Phone number
(615) 224-3830
Established
Tennessee since 05/11/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WYLLY, THOMAS COOK IISENIOR PARTNER/MANAGING PARTNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER1025314
GALYON, LUTHER ANDERSON IVMANAGING DIRECTOR/PARTNER3081252
CLONCS, BRYAN JAMESMEMBER5351717
LINDSEY, EVAN BURKMEMBER3076356
MEADORS, MARVIN PORTER IVMEMBER6247180
ORY, MICHAEL HENRYMEMBER2870690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712Nashville, TN 37203

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