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Carol A. Clark
ONCENTER FINANCIAL ADVISORS LLC
Beachwood, OH 44122
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CRD#: 6207435
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Professional summary
Carol A Clark is a registered financial advisor currently at ONCENTER FINANCIAL ADVISORS LLC located in Beachwood, Ohio.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carol has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VP, BIOENTERPRISE. 40 HOURS PER WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Carol A Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2013 - Present
ONCENTER FINANCIAL ADVISORS LLC
Office #1: 400 Park Avenue Suite 409, Beachwood, OH 44122RIA
CRD#: 168013
Beachwood, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/8/2015)
IAR
Ohio(7/23/2013)
Exams
Current Firm
OF
ONCENTER FINANCIAL ADVISORS LLC
ONCENTER FINANCIAL ADVISORS LLC
CRD#: 168013 / SEC#:
Florida
Registered Investment Advisory firm - (10/8/2015 Approved)Ohio
Registered Investment Advisory firm - (7/1/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Park Avenue Suite 409, Beachwood, OH 44122
Mailing Address
Phone number
(216) 296-7373
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 43,676,994 |
Red Flags
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