Jacob T. Kemmerer

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CRD#: 6207086

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jacob Thomas Kemmerer, who also goes by Jacob T Kemmerer, was a registered financial professional .

Jacob is a previously registered financial professional and started their career in finance in 2013. Jacob had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jacob T Kemmerer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I sell life and long term care insurance to clients through various brokerage companies that I partner with. I earn commission for the policies that are placed from the company they are placed with. Sometimes, the policies pay trailing commissions over a series of months, sometimes I receive the full commission up front.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2023 - September 11, 2024

OPAL ADVISORS

RIA

CRD#: 164014

BELLEVUE, WA

Past

May 12, 2022 - April 6, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Redmond, WA

Past

May 10, 2022 - April 6, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Redmond, WA

Past

August 20, 2015 - October 29, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BELLEVUE, WA

Past

February 14, 2014 - October 29, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

ISSAQUAH, WA

Past

December 17, 2013 - January 17, 2014

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

BELLEVUE, WA

Past

July 26, 2013 - January 17, 2014

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPAL ADVISORS

N/A | OPAL ADVISORS, LLC | OPAL ADVISORS

CRD#: 164014 / SEC#: 801-132775

RIA

Registered Investment Advisory firm - (5/12/2025 Approved)

California

Registered Investment Advisory firm - (6/20/2025 Terminated)

Idaho

Registered Investment Advisory firm - (5/30/2025 Terminated)

Oregon

Registered Investment Advisory firm - (5/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/21/2025 Terminated)

Washington

Registered Investment Advisory firm - (6/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2013

General Securities Representative Examination

Current Firm

OPAL ADVISORS

N/A | OPAL ADVISORS, LLC | OPAL ADVISORS

CRD#: 164014 / SEC#: 801-132775

RIA

Registered Investment Advisory firm - (5/12/2025 Approved)

California

Registered Investment Advisory firm - (6/20/2025 Terminated)

Idaho

Registered Investment Advisory firm - (5/30/2025 Terminated)

Oregon

Registered Investment Advisory firm - (5/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/21/2025 Terminated)

Washington

Registered Investment Advisory firm - (6/21/2025 Terminated)

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Contact information

Main Address

3150 Richards Road Suite 240, Bellevue, WA 98005

Mailing Address

Phone number

(425) 835-3276

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPAL ADVISORS, LLC ADV 2A MAY 2025 (5/21/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 121,504,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob T. Kemmerer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

OPAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2013

Current Firm

OPAL ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPAL ADVISORS

TRUST BUT VERIFY

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