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DH

Douglas W. Hopkins

FRONTIER SOLUTIONS
Richmond, VA 23233
Some features on this profile are disabled
CRD#: 6206953
DH

Professional summary

Douglas Weston Sill Hopkins, who also goes by Douglas Weston Sill-hopkins, Westy Sill-hopkins, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2014. Douglas has worked at 3 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Douglas Weston Sill-Hopkins | Westy Sill-Hopkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CapsLock Holdings LLC, Investment-related, 2427 Glyndon Ave Venice, CA 90291, Advisory services for funds and companies, Co-Founder, 02/2024, 80 hours/month, 4 hours/trading, Advisory services for funds and companies. 2. Great Oaks Venture Capital, Investment-related, 667 Madison Avenue, Suite 17B New York, NY 10065, Family office with a group focused on venture capital investing, Venture Partner, 01/2021, 80 hours/month, 4 hours/trading, Operating partner helping the venture firm and portfolio companies. 3. Hopkins Ventures LLC, Not Investment-related, 1056 Trenton Road Fallsington, PA 19054, Advisory services for companies and investment firms, Founder, 04/2021, 80 hours/month, 4 hours/trading, Advisory services for companies and investment firms

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Weston Sill Hopkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2025 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233
BD
CRD#: 136102
Richmond, VA
Past

May 1, 2025 - September 30, 2025

ASPEN PARTNERS, LTD.

RIA
CRD#: 135287
Venice, CA
Past

August 6, 2014 - July 30, 2016

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/1/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/28/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 4/16/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/6/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTIER SOLUTIONS, LLC
FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Phone number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRONTIER SOLUTIONS, LLC

CRD#: 136102Richmond, VA 23233

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