Tanner E. Hoban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tanner Edward Hoban was a registered financial professional .
Tanner is a previously registered financial professional and started their career in finance in 2013. Tanner had worked at 2 firms and has passed the Series 66, Series 79TO, SIE, Series 87, Series 86, Series 52, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - December 20, 2019
INVESTIFI SECURITIES LLC
December 12, 2013 - November 16, 2018
OPPENHEIMER & CO. INC.
August 2, 2013 - November 16, 2018
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/13/2018
Investment Banking Registered Representative ExaminationSeries 55
Date: 9/30/2013
Limited Representative-Equity Trader ExamCurrent Firm
INVESTIFI SECURITIES LLC
CRD#: 289604 / SEC#: , 8-70002
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
