George R. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Roger Davis was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1967. George had worked at 4 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 1989 - July 18, 2000
STERN FISHER EDWARDS INC
September 23, 1981 - April 20, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
March 20, 1980 - July 22, 1981
WEDBUSH SECURITIES INC.
September 26, 1967 - January 14, 1974
P N MACINTYRE & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1965
Registered Representative ExaminationCurrent Firm
STERN FISHER EDWARDS INC
CRD#: 7548 / SEC#: , 8-22274
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KMETT, JON MICHAEL | PRESIDENT, DIRECTOR AND CFO | 1918840 |
| BOHLEN, CHARLES EUSTIS JR. | CHIEF INVESTMENT OFFICER, DIRECTOR | 2593273 |
| MCCASLAND, TERI MAY | VP, DIRECTOR, CHIEF COMPLIANCE OFFICER | 1005907 |
| MOYLAN, JAMES THOMAS | DIRECTOR | 5292132 |
| THOMSEN, DAVID JOHN | DIRECTOR | 4809052 |
| FISHER, EARL WEBSTER JR | CHAIRMAN | 208574 |
| EDWARDS, FRED MAX JR | VICE CHAIRMAN | 75773 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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