Stephen M. Clair

HALL CAPITAL MANAGEMENT COMPANY

Barrington, RI 02806

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CRD#: 6206360

Professional summary

Stephen Michael Clair JR., who also goes by Stephen Michael Clair, is a registered financial advisor currently at HALL CAPITAL MANAGEMENT COMPANY, INC. located in Barrington, Rhode Island.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Michael Clair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Clair JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2013 - Present

HALL CAPITAL MANAGEMENT COMPANY, INC.

Office #1: 26 Bosworth Street Suite 4, Barrington, RI 02806

RIA

CRD#: 108141

Barrington, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALL CAPITAL MANAGEMENT COMPANY, INC.

HALL CAPITAL MANAGEMENT CO INC | HALL CAPITAL MANAGEMENT COMPANY, INC.

CRD#: 108141 / SEC#: 801-54286

RIA

Registered Investment Advisory firm - (4/17/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(11/12/2013)

IAR

Texas
(12/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2013

Uniform Investment Adviser Law Examination

Current Firm

HALL CAPITAL MANAGEMENT COMPANY, INC.

HALL CAPITAL MANAGEMENT CO INC | HALL CAPITAL MANAGEMENT COMPANY, INC.

CRD#: 108141 / SEC#: 801-54286

RIA

Registered Investment Advisory firm - (4/17/1997 Approved)

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Contact information

Main Address

26 Bosworth Street Suite 4, Barrington, RI 02806

Mailing Address

Phone number

(401) 245-0049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

02 18 2025 HALL FORM ADV PART 2A AND 2B FINAL (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,067
AUM (Assets Under Management)	$ 368,887,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen M. Clair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Clair JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

HALL CAPITAL MANAGEMENT COMPANY, INC.

Primary Firm SEC Registration

HALL CAPITAL MANAGEMENT COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2013

Current Firm

HALL CAPITAL MANAGEMENT COMPANY, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALL CAPITAL MANAGEMENT COMPANY, INC.

TRUST BUT VERIFY

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