JS
Joshua D. Seward
QUENT CAPITAL
New York, NY 10036
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CRD#: 6206279
JS
Professional summary
Joshua Daniel Seward, CFA is a registered financial advisor currently at QUENT CAPITAL, LLC located in New York, New York.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joshua has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Daniel Seward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2021 - Present
QUENT CAPITAL, LLC
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY, 10036RIA
CRD#: 308203
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QC
QUENT CAPITAL, LLC
QUENT CAPITAL, LLC
CRD#: 308203 / SEC#: 801-118601
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/4/2021)
Exams
Current Firm
QC
QUENT CAPITAL, LLC
QUENT CAPITAL, LLC
CRD#: 308203 / SEC#: 801-118601
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY, 10036
Mailing Address
Phone number
(212) 796-0707
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,406 |
| AUM (Assets Under Management) | $ 1,647,915,798 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/30/2023 | ||
| 08/26/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
