Kenneth R. Gula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Richard Gula Jr, who also goes by Ken R Gula Jr, Kenneth R Gula Jr, Kenneth R Gula, Kenny R Gula, Kenny Gula, Kenneth Richard Gula, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2015. Kenneth had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2025 - July 27, 2026
ALTRUIST FINANCIAL LLC
March 16, 2016 - October 8, 2025
LPL FINANCIAL LLC
March 16, 2016 - October 8, 2025
LPL FINANCIAL LLC
September 30, 2015 - February 17, 2016
LINCOLN INVESTMENT
May 14, 2015 - February 17, 2016
LINCOLN INVESTMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
