William H. Jones

Some features on this profile are disabled

CRD#: 6205846

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William H Jones III, CFP®, who also goes by William Henry Jones, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2013. William had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Henry Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*1470250 For profit or not for profit: Entity For Profit Name of outside business organization: Turo Investment related: N Address of business: Landenberg, Pennsylvania, 19350, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 9/7/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 1 Duties: We own the cars, my wife drops them off to renters and she picks them up from renters, Turo is a car rental app that my wife and I use to rent our cars to the public when we do not need to drive them, this app is similar to how people use Air BnB for renting their house, only difference is Turo supports renting cars to people vs. renting houses Junior Achievement of Delaware; Board Member; attend online board meetings, attend in person events of the organization to support; non-investment related; two hours per month not during trading hours; no compensation.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Past

November 13, 2023 - September 4, 2025

SNOWDEN CAPITAL ADVISORS LLC

RIA

CRD#: 157299

NEW YORK, NY

Past

November 13, 2023 - September 4, 2025

SNOWDEN ACCOUNT SERVICES LLC

CRD#: 149794

NEW YORK, NY

Past

January 22, 2014 - November 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WILMINGTON, DE

Past

October 29, 2013 - November 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SNOWDEN CAPITAL ADVISORS LLC

CLEARBOURNE CAPITAL ADVISORS LLC | SNOWDEN LANE PARTNERS | SNOWDEN CAPITAL ADVISORS LLC

CRD#: 157299 / SEC#: 801-72332

RIA

Registered Investment Advisory firm - (6/17/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2013

General Securities Representative Examination

Current Firm

SNOWDEN CAPITAL ADVISORS LLC

CLEARBOURNE CAPITAL ADVISORS LLC | SNOWDEN LANE PARTNERS | SNOWDEN CAPITAL ADVISORS LLC

CRD#: 157299 / SEC#: 801-72332

RIA

Registered Investment Advisory firm - (6/17/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

540 Madison Ave. 9th Floor, New York, NY 10022

Mailing Address

Phone number

(646) 218-9760

Established

Firm type

Fiscal year end

# of Employees

145

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-04-16 PART 2A (4/16/2025)

2025-03-26 APPENDIX 1 - WRAP FEE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,968
AUM (Assets Under Management)	$ 7,554,762,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William H. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SNOWDEN CAPITAL ADVISORS LLC

SNOWDEN ACCOUNT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SNOWDEN CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2013

Current Firm

SNOWDEN CAPITAL ADVISORS LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SNOWDEN CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors