LJ
Leah M. Jordan
FORESIDE FUND SERVICES
London, W1K 5JH
Some features on this profile are disabled
CRD#: 6205536
LJ
Professional summary
Leah Marie Jordan, who also goes by Leah Jordan, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC .
Leah is registered as a RR (Registered Representative) and started their career in finance in 2014. Leah has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Leah Jordan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Leah Marie Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 53 Davies Street, London, W1K 5JHOffice #2: 405 Lexington Avenue 58th Floor, New York, NY 10174BD
CRD#: 46106
London,
Past
April 12, 2017 - February 15, 2023
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
New York, NY
Past
December 10, 2014 - March 4, 2016
MUFG SECURITIES AMERICAS INC.
BD
CRD#: 19685
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2024)
RR
Alaska(4/22/2024)
RR
Arizona(4/22/2024)
RR
Arkansas(4/22/2024)
RR
California(4/22/2024)
RR
Colorado(4/22/2024)
RR
Connecticut(4/22/2024)
RR
Delaware(4/22/2024)
RR
District of Columbia(4/22/2024)
RR
Florida(4/22/2024)
RR
Georgia(4/22/2024)
RR
Hawaii(4/22/2024)
RR
Idaho(4/22/2024)
RR
Illinois(4/22/2024)
RR
Indiana(4/22/2024)
RR
Iowa(4/22/2024)
RR
Kansas(4/22/2024)
RR
Kentucky(4/22/2024)
RR
Louisiana(4/22/2024)
RR
Maine(4/22/2024)
RR
Maryland(4/22/2024)
RR
Massachusetts(4/22/2024)
RR
Michigan(4/22/2024)
RR
Minnesota(4/22/2024)
RR
Mississippi(4/22/2024)
RR
Missouri(4/22/2024)
RR
Montana(4/22/2024)
RR
Nebraska(4/22/2024)
RR
Nevada(4/22/2024)
RR
New Hampshire(4/22/2024)
RR
New Jersey(4/22/2024)
RR
New Mexico(4/22/2024)
RR
New York(4/22/2024)
RR
North Carolina(4/22/2024)
RR
North Dakota(4/22/2024)
RR
Ohio(4/22/2024)
RR
Oklahoma(4/22/2024)
RR
Oregon(4/22/2024)
RR
Pennsylvania(4/22/2024)
RR
Rhode Island(4/22/2024)
RR
South Carolina(4/22/2024)
RR
South Dakota(4/22/2024)
RR
Tennessee(4/22/2024)
RR
Texas(4/22/2024)
RR
Utah(4/22/2024)
RR
Vermont(4/22/2024)
RR
Virginia(4/22/2024)
RR
Washington(4/22/2024)
RR
West Virginia(4/22/2024)
RR
Wisconsin(4/22/2024)
RR
Wyoming(4/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
