ID
Ian R. Duncan
DIVCO WEST REAL ESTATE SERVICES
Austin, TX 78704
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CRD#: 6205529
ID
Professional summary
Ian Richard Duncan is a registered financial advisor currently at DIVCO WEST REAL ESTATE SERVICES, LLC located in Austin, Texas.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ian has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ian Richard Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2023 - Present
DIVCO WEST REAL ESTATE SERVICES, LLC
Office #1: 2043 S. Lamar Blvd. Suite 2125, Austin, TX 78704RIA
CRD#: 156762
Austin, TX
Past
August 5, 2014 - October 26, 2015
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIVCO WEST REAL ESTATE SERVICES, LLC
DIVCO MW CO-INVEST GP, LLC (RELYING ADVISER) | MARKET STREET CAPITAL ADVISORS, LLC (RELYING ADVISER) | DWF IV BUCKINGHAM ADVISOR, LLC (RELYING ADVISOR) | DIVCOWEST FUND V ADVISOR, LLC (RELYING ADVISER) | DIVCOWEST FUND IV ADVISORS, LLC (RELYING ADVISER) | DIVCOWEST FUND III ADVISORS, LLC (RELYING ADVISOR) | DIVCOWEST FUND III ADVISORS, LLC (RELYING ADVISER) | DIVCORE SUBORDINATE DEBT CLUB I ADVISORS, LLC (RELYING ADVISOR) | DIVCO WEST REAL ESTATE SERVICES, LLC | DIVCO NORTHPOINT GP, LLC (RELYING ADVISER) | DIVCO MW GP, LLC (RELYING ADVISER)
CRD#: 156762 / SEC#: 801-74082
RIA
Registered Investment Advisory firm - (3/23/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DIVCO WEST REAL ESTATE SERVICES, LLC
DIVCO MW CO-INVEST GP, LLC (RELYING ADVISER) | MARKET STREET CAPITAL ADVISORS, LLC (RELYING ADVISER) | DWF IV BUCKINGHAM ADVISOR, LLC (RELYING ADVISOR) | DIVCOWEST FUND V ADVISOR, LLC (RELYING ADVISER) | DIVCOWEST FUND IV ADVISORS, LLC (RELYING ADVISER) | DIVCOWEST FUND III ADVISORS, LLC (RELYING ADVISOR) | DIVCOWEST FUND III ADVISORS, LLC (RELYING ADVISER) | DIVCORE SUBORDINATE DEBT CLUB I ADVISORS, LLC (RELYING ADVISOR) | DIVCO WEST REAL ESTATE SERVICES, LLC | DIVCO NORTHPOINT GP, LLC (RELYING ADVISER) | DIVCO MW GP, LLC (RELYING ADVISER)
CRD#: 156762 / SEC#: 801-74082
RIA
Registered Investment Advisory firm - (3/23/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Howard Street Suite 2100, San Francisco, CA 94105
Mailing Address
Phone number
(415) 284-5700
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 15,742,896,000 |
Red Flags
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