Andrew J. Dibala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Dibala was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2014. Andrew had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 79TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - January 6, 2025
FMI CAPITAL ADVISORS, INC.
March 10, 2022 - October 31, 2022
M&A SECURITIES GROUP, INC.
January 4, 2016 - July 21, 2017
NATIONAL PLANNING CORPORATION
January 4, 2016 - July 21, 2017
SII INVESTMENTS, INC.
January 4, 2016 - July 21, 2017
NATIONAL PLANNING CORPORATION
January 4, 2016 - July 21, 2017
INVESTMENT CENTERS OF AMERICA, INC.
January 4, 2016 - July 21, 2017
INVEST FINANCIAL CORPORATION
March 12, 2015 - May 22, 2015
CURIAN CLEARING, LLC
August 29, 2014 - May 22, 2015
CURIAN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/10/2022
Investment Banking Registered Representative ExaminationCurrent Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
