David E. Sheiman

THE ELLERSON GROUP

Annapolis, MD 21403

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CRD#: 6205452

Professional summary

David Edward Sheiman is a registered financial advisor currently at THE ELLERSON GROUP INC located in Annapolis, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Sheiman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

THE ELLERSON GROUP INC

Office #1: 415 Fourth Street Suite 101, Annapolis, MD 21403

RIA

CRD#: 106658

Annapolis, MD

Past

July 12, 2013 - April 17, 2014

D E SHEIMAN CAPITAL LLC

RIA

CRD#: 167833

CAMBRIDGE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ELLERSON GROUP INC

CRD#: 106658 / SEC#: 801-48299

RIA

Registered Investment Advisory firm - (2/21/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

THE ELLERSON GROUP INC

CRD#: 106658 / SEC#: 801-48299

RIA

Registered Investment Advisory firm - (2/21/1995 Approved)

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Contact information

Main Address

415 Fourth Street Suite 101, Annapolis, MD 21403

Mailing Address

Phone number

(410) 280-3103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ELLERSON GROUP, INC. (2/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 261,058,430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Sheiman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Sheiman's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ELLERSON GROUP INC

D E SHEIMAN CAPITAL LLC

Primary Firm SEC Registration

THE ELLERSON GROUP INC

State Registrations and Notice Filings

Exams

Current Firm

THE ELLERSON GROUP INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ELLERSON GROUP INC

TRUST BUT VERIFY

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