Brooks M. Hopple
Professional summary
Brooks Mcneil Hopple, who also goes by Brooks Mcneill Hopple, Brooks M Hopple, Brooks Hopple, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Brooks is registered as a RR (Registered Representative) and started their career in finance in 2014. Brooks has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brooks Mcneil Hopple's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 28, 2021 - May 19, 2023
AERIS PARTNERS LLC
October 1, 2020 - July 16, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 15, 2017 - June 5, 2020
WILLIAM BLAIR
August 20, 2014 - June 2, 2017
HARRIS WILLIAMS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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