John-michael T. Gooden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John-michael Tennyson Gooden, who also goes by John-michael Gooden, was a registered financial professional .
John-michael is a previously registered financial professional and started their career in finance in 2014. John-michael had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2019 - July 23, 2020
MADISON PARK GROUP LLC
February 10, 2017 - April 5, 2019
LAZARD MIDDLE MARKET LLC
September 1, 2014 - October 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON PARK GROUP LLC
CRD#: 125475 / SEC#: , 8-65801
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
