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JK

Justin S. Kaufman

PAYCHEX SECURITIES
West Palm Beach, FL 33411
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CRD#: 6204976
JK

Professional summary


Justin Soentgen Kaufman, who also goes by Justin Kaufman, Justin Soentgen VItaliano, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in West Palm Beach, Florida.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2013. Justin has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin Kaufman | Justin Soentgen Vitaliano

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Justin Soentgen Kaufman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 6, 2024 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 2054 Vista Parkway, West Palm Beach, FL 33411
BD
CRD#: 39733
West Palm Beach, FL
Past

January 27, 2016 - July 29, 2024

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

July 17, 2013 - January 26, 2016

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
OWINGS MILLS, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/6/2024)
RR
Alaska
(9/6/2024)
RR
Arizona
(9/6/2024)
RR
Arkansas
(9/6/2024)
RR
California
(9/6/2024)
RR
Colorado
(9/6/2024)
RR
Connecticut
(9/6/2024)
RR
Delaware
(9/6/2024)
RR
District of Columbia
(9/6/2024)
RR
Florida
(9/6/2024)
RR
Georgia
(9/6/2024)
RR
Hawaii
(9/6/2024)
RR
Idaho
(9/6/2024)
RR
Illinois
(9/6/2024)
RR
Indiana
(9/6/2024)
RR
Iowa
(9/6/2024)
RR
Kansas
(9/6/2024)
RR
Kentucky
(9/6/2024)
RR
Louisiana
(9/6/2024)
RR
Maine
(9/6/2024)
RR
Maryland
(9/6/2024)
RR
Massachusetts
(9/6/2024)
RR
Michigan
(9/6/2024)
RR
Minnesota
(9/6/2024)
RR
Mississippi
(9/6/2024)
RR
Missouri
(9/6/2024)
RR
Montana
(9/6/2024)
RR
Nebraska
(9/6/2024)
RR
Nevada
(9/6/2024)
RR
New Hampshire
(9/6/2024)
RR
New Jersey
(9/6/2024)
RR
New Mexico
(9/6/2024)
RR
New York
(9/6/2024)
RR
North Carolina
(9/6/2024)
RR
North Dakota
(9/6/2024)
RR
Ohio
(9/8/2024)
RR
Oklahoma
(9/6/2024)
RR
Oregon
(9/6/2024)
RR
Pennsylvania
(9/6/2024)
RR
Rhode Island
(9/6/2024)
RR
South Carolina
(9/6/2024)
RR
South Dakota
(9/6/2024)
RR
Tennessee
(9/6/2024)
RR
Texas
(9/6/2024)
RR
Utah
(9/6/2024)
RR
Vermont
(9/6/2024)
RR
Virginia
(9/6/2024)
RR
Washington
(9/6/2024)
RR
West Virginia
(9/6/2024)
RR
Wisconsin
(9/6/2024)
RR
Wyoming
(9/6/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/3/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
WILEY, CHRISTINE LEEPRESIDENT3108303
WILEY, CHRISTINE LEECHIEF COMPLIANCE OFFICER3108303

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAYCHEX SECURITIES CORPORATION

CRD#: 39733West Palm Beach, FL 33411

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