Morgan F. Barnhill

FIRST INVESTMENT

Bartlesville, OK 74003

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CRD#: 6204844

Professional summary

Morgan Faye Barnhill, who also goes by Morgan Faye Dunlap, Morgan Faye Johnstone, is a registered financial advisor currently at FIRST INVESTMENT CORPORATION located in Bartlesville, Oklahoma and CALTON & ASSOCIATES, INC. located in Bartlesville, Oklahoma.

Morgan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Morgan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Morgan Faye Dunlap | Morgan Faye Johnstone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I AM CO-OWNER, WITH MY SPOUSE, OF A RESTAURANT AND FOOD TRUCK IN BARTLESVILLE, OKLAHOMA, SINCE 11/29/2014, I WORK 1 HOUR PER MONTH AFTER MARKET HOURS. I WORK ZERO HOURS DURING MARKET HOURS; 2) NON-INVESTMENT RELATED, I OPERATE A CONTRACT CLEANING COMPANY, START 01/01/2024, 15-20 HRS/MONTH, NONE DURING MARKET HOURS, I CLEAN THE FIRST INVESTMENT CORP OFFICE AFTER HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Faye Barnhill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2018 - Present

FIRST INVESTMENT CORPORATION

Office #1: 307 Se Frank Phillips Blvd., Bartlesville, OK 74003

RIA

CRD#: 110972

Bartlesville, OK

Current

June 29, 2023 - Present

CALTON & ASSOCIATES, INC.

Office #1: 307 Southeast Frank Phillips Blvd., Bartlesville, OK 74003

RIA

CRD#: 20999

Bartlesville, OK

Past

September 12, 2018 - July 19, 2023

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

BARTLESVILLE, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Oklahoma
(12/5/2018)

Oklahoma
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST INVESTMENT CORPORATION

CRD#: 110972 / SEC#: 801-24481

RIA

Registered Investment Advisory firm - (10/30/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (10/30/2012 Approved)

Florida

Registered Investment Advisory firm - (7/11/2012 Approved)

Kansas

Registered Investment Advisory firm - (10/30/2012 Approved)

Oklahoma

Registered Investment Advisory firm - (10/24/2012 Approved)

Texas

Registered Investment Advisory firm - (10/8/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

307 Se Frank Phillips Blvd., Bartlesville, OK 74003

Mailing Address

P.o. Box 2246, Bartlesville, OK 74005-2246

Phone number

(918) 337-2045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 63,766,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Morgan F. Barnhill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Faye Barnhill's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST INVESTMENT CORPORATION

CALTON & ASSOCIATES, INC.

DOMINION INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2018

FINRA

Current Firm

FIRST INVESTMENT CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST INVESTMENT CORPORATION

TRUST BUT VERIFY

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