Garrett M. Pool

ACCESS FINANCIAL GROUP

Katy, TX

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CRD#: 6204513

Professional summary

Garrett Mclain Pool is a registered financial advisor currently at ACCESS FINANCIAL GROUP, LLC located in Katy, Texas.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Garrett has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

"Don McLain Family Limited Partnership Type of business: FRM Leases, Mineral Royalty Gruver, TX Start date: 1/1/2003 LPT Hours per week: 0 Hours during trading: 0" Fort Worth Basketball Officials Association Officiating Arlington, TX Start date: 11/13/2014 Referee Hours per week: 8 Hours during trading: 0 I will be refereeing high school basketball games 2 nights a week. I decide which games I can do and not do as well as set my availability. Fort Worth Basketball Officials Association Officiating Arlington, TX Start date: 11/13/2015 Referee Hours per week: 4 Hours during trading: 0 I will be refereeing high school basketball games 2 nights a week. I decide which games I can do and not do as well as set my availability. Family Limited Partnership FRM Leases, Mineral Royalty Gruver, TX Start date: 1/1/2003 LPT Hours per week: 0 Hours during trading: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Mclain Pool's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2021 - Present

ACCESS FINANCIAL GROUP, LLC

RIA

CRD#: 312084

Katy, TX

Past

October 7, 2013 - August 26, 2021

EDWARD JONES

RIA

CRD#: 250

BORGER, TX

Past

July 19, 2013 - August 26, 2021

EDWARD JONES

CRD#: 250

BORGER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/11/2022)

IAR

Texas
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2013

General Securities Representative Examination

Current Firm

ACCESS FINANCIAL GROUP, LLC

CRD#: 312084 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/10/2022 Approved)

Nebraska

Registered Investment Advisory firm - (12/19/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/23/2021 Approved)

Texas

Registered Investment Advisory firm - (12/13/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1981 County Road Se 4250, Mount Vernon, TX 75457

Mailing Address

Po Box 1108, Mount Vernon, TX 75457

Phone number

(903) 609-3313

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 34,238,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garrett M. Pool

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Mclain Pool's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCESS FINANCIAL GROUP, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2013

Current Firm

ACCESS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACCESS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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