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CA

Charles M. Adams

BENGUR BRYAN & CO.
Baltimore, MD 21202
Some features on this profile are disabled
CRD#: 6204442
CA

Professional summary

Charles Mcgarvey Adams is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Mcgarvey Adams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2021 - Present

BENGUR BRYAN & CO., INC.

Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202
BD
CRD#: 36290
Baltimore, MD
Past

May 3, 2019 - April 16, 2021

WOODROCK SECURITIES, L.P.

BD
CRD#: 133653
DALLAS, TX
Past

July 24, 2013 - December 13, 2016

GE CAPITAL MARKETS, INC.

BD
CRD#: 13349
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(5/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/24/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BB
BENGUR BRYAN & CO., INC.
BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: , 8-47072

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
509 South Exeter Street Suite 210, Baltimore, MD 21202
Mailing Address
509 South Exeter Street Suite 210, Baltimore, MD 21202
Phone number
(443) 573-3030
Established
Maryland since 06/02/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRYAN, CHARLES ALANCHIEF COMPLIANCE OFFICER1587605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BENGUR BRYAN & CO., INC.

CRD#: 36290Baltimore, MD 21202

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