Anthony R. Desimone

MILLBURN RIDGEFIELD LLC

New York, NY 10036

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CRD#: 6204164

Professional summary

Anthony Ralph Desimone, who also goes by Anthony Desimone, is a registered financial professional currently at MILLBURN RIDGEFIELD LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2014. Anthony has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Desimone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Masterworks, LLC Yes 225 Liberty St Floor 29, New York, NY 10007 Alternative investment platform Employee Masterworks Platform Associate July 2023 2 hours per week Perform defined administrative functions for the Masterworks Platform

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Ralph Desimone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

MILLBURN RIDGEFIELD LLC

Office #1: 55 West 46th Street 31st Floor, New York, NY 10036

RIA

CRD#: 148870

New York, NY

Past

April 2, 2024 - April 15, 2025

MASTERWORKS ADVISERS, LLC

RIA

CRD#: 324239

NEW YORK, NY

Past

June 23, 2023 - August 4, 2023

MASTERWORKS ADVISERS, LLC

RIA

CRD#: 324239

NEW YORK, NY

Past

February 4, 2022 - June 29, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

February 3, 2022 - February 27, 2023

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

May 12, 2020 - February 3, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

New York, NY

Past

November 21, 2016 - January 25, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

October 7, 2014 - January 25, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

March 6, 2014 - October 1, 2014

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLBURN RIDGEFIELD LLC

HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC

CRD#: 148870 / SEC#: 801-60938, 8-68078

RIA

Registered Investment Advisory firm - SEC (3/8/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MILLBURN RIDGEFIELD LLC

HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC

CRD#: 148870 / SEC#: 801-60938, 8-68078

RIA

Registered Investment Advisory firm - SEC (3/8/2002 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 West 46th Street 31st Floor, New York, NY 10036

Mailing Address

55 West 46th Street 31st Floor, New York, NY 10036

Phone number

(212) 332-7300

Established

Delaware since 01/30/2025

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MILLBURN RIDGEFIELD LLC ADV PART 2A MARCH 2025 (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
MILLBURN CAPITAL LLC	SHAREHOLDER
BEKER, HARVEY	CHAIRMAN	4504572
BUCKBINDER, GREGG RICHARD	CFO & FINOP, BROKER DEALER	1899709
BUCKBINDER, GREGG RICHARD	PRESIDENT, CHIEF OPERATING OFFICER	1899709
FELSENTHAL, STEVEN MARC	GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER	4782179
FITZSIMMONS, MARK BRUCE	SENIOR VICE PRESIDENT	1613090
GOODMAN, BARRY ALAN	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	1785846
SMITH, GRANT NORMAN	CO-CHIEF EXECUTIVE OFFICER	2230525
WU, ILON	CHIEF FINANCIAL OFFICER	7245039

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 8,966,474,162

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/13/2025	Cover Page	Report
12/24/2024	Cover Page	Report
11/09/2023	Cover Page	Report
09/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony R. Desimone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Ralph Desimone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASTERWORKS ADVISERS, LLC

MASTERWORKS ADVISERS, LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LAIDLAW & COMPANY (UK) LTD.

Primary Firm SEC Registration

MILLBURN RIDGEFIELD LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2022

Series 63

Date: 10/6/2020

SIE

Date: 1/25/2017

Series 7

Date: 3/6/2014

FINRA

Current Firm

MILLBURN RIDGEFIELD LLC

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MILLBURN RIDGEFIELD LLC

TRUST BUT VERIFY

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