Tyler C. Busby

OAKWORTH ASSET MANAGEMENT

BIRMINGHAM, AL 35209

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CRD#: 6204010

Professional summary

Tyler Cofield Busby, CFP®, who also goes by Tyler C Busby, is a registered financial advisor currently at OAKWORTH ASSET MANAGEMENT, LLC located in Birmingham, Alabama.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tyler has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler C Busby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Cofield Busby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 1, 2025 - Present

OAKWORTH ASSET MANAGEMENT, LLC

Office #1: 850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

RIA

CRD#: 335388

BIRMINGHAM, AL

Past

July 28, 2015 - November 28, 2023

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Birmingham, AL

Past

January 21, 2015 - November 28, 2023

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Birmingham, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2015

General Securities Representative Examination

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388 / SEC#: 801-132789

RIA

Registered Investment Advisory firm - (7/1/2025 120-Day Approval)

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Contact information

Main Address

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

Mailing Address

Phone number

(205) 263-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OAKWORTH ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 757,410,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler C. Busby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Cofield Busby's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWORTH ASSET MANAGEMENT, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2015

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWORTH ASSET MANAGEMENT, LLC

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