Brittany Schwab
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Schwab, who also goes by Brittany Nicole Schwab, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2014. Brittany had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2018 - June 15, 2022
BLUE OWL SECURITIES
August 1, 2017 - March 20, 2018
GOLDMAN SACHS & CO. LLC
August 4, 2014 - November 17, 2015
JEFFERIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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