Luke T. Merry

PRINCIPLED WEALTH ADVISORS

Covington, KY 41011-1513

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CRD#: 6203568

Professional summary

Luke Thomas Merry, CFP®, who also goes by Luke T Merry, is a registered financial advisor currently at PRINCIPLED WEALTH ADVISORS, LLC located in Covington, Kentucky.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Luke has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke T Merry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Thomas Merry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 11, 2019 - Present

PRINCIPLED WEALTH ADVISORS, LLC

Office #1: 100 East Rivercenter Blvd Suite 810, Covington, KY 41011-1513

RIA

CRD#: 138143

Covington, KY

Past

January 14, 2020 - April 1, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

COVINGTON, KY

Past

January 12, 2018 - April 1, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

COVINGTON, KY

Past

September 4, 2015 - August 25, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(12/11/2019)

IAR

Ohio
(12/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2015

General Securities Representative Examination

Current Firm

PRINCIPLED WEALTH ADVISORS, LLC

HRV, LLC | PRINCIPLED WEALTH ADVISORS, LLC

CRD#: 138143 / SEC#:

Kentucky

Registered Investment Advisory firm - (1/6/2006 Approved)

Ohio

Registered Investment Advisory firm - (1/1/2006 Approved)

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Contact information

Main Address

100 East Rivercenter Blvd Suite 810, Covington, KY 41011-1513

Mailing Address

Phone number

(859) 957-2737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke T. Merry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Thomas Merry's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPLED WEALTH ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2018

Series 63

Date: 9/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2015

Current Firm

PRINCIPLED WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PRINCIPLED WEALTH ADVISORS, LLC

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