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Valerie Cummins

GREAT POINT CAPITAL LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6203544
VC

Professional summary

Valerie Cummins, who also goes by Valerie Sonvico Cummins, Valerie Cummins, Valerie Sonvico, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois and QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Valerie is registered as a RR (Registered Representative) and started their career in finance in 2015. Valerie has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Valerie Sonvico Cummins | Valerie Cummins | Valerie Sonvico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Valerie Cummins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2022 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
BD
CRD#: 114203
Chicago, IL
Current

December 15, 2025 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

October 26, 2018 - January 18, 2022

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
RESTON, VA
Past

April 23, 2015 - November 29, 2016

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
MANASSAS, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/2/2025)
RR
Arizona
(6/9/2025)
RR
Arkansas
(6/2/2025)
RR
California
(8/29/2022)
RR
Colorado
(6/2/2025)
RR
Connecticut
(8/31/2022)
RR
Delaware
(6/14/2025)
RR
District of Columbia
(1/11/2022)
RR
Florida
(1/11/2022)
RR
Georgia
(9/15/2022)
RR
Idaho
(11/14/2022)
RR
Illinois
(6/2/2025)
RR
Indiana
(6/2/2025)
RR
Iowa
(6/2/2025)
RR
Kansas
(6/2/2025)
RR
Kentucky
(6/2/2025)
RR
Louisiana
(6/2/2025)
RR
Maine
(6/11/2025)
RR
Maryland
(1/11/2022)
RR
Massachusetts
(6/2/2025)
RR
Michigan
(6/2/2025)
RR
Minnesota
(6/2/2025)
RR
Mississippi
(6/2/2025)
RR
Missouri
(6/2/2025)
RR
Montana
(6/2/2025)
RR
Nebraska
(6/2/2025)
RR
Nevada
(6/2/2025)
RR
New Hampshire
(6/2/2025)
RR
New York
(8/31/2022)
RR
North Carolina
(1/21/2022)
RR
North Dakota
(6/2/2025)
RR
Ohio
(1/11/2022)
RR
Oklahoma
(6/2/2025)
RR
Oregon
(6/2/2025)
RR
Pennsylvania
(1/11/2022)
RR
Rhode Island
(6/2/2025)
RR
South Carolina
(11/17/2022)
RR
South Dakota
(6/2/2025)
RR
Tennessee
(6/2/2025)
RR
Texas
(8/29/2022)
RR
Utah
(6/2/2025)
RR
Vermont
(6/2/2025)
RR
Virginia
(1/11/2022)
RR
Washington
(1/11/2022)
RR
West Virginia
(11/17/2022)
RR
Wisconsin
(6/2/2025)
RR
Wyoming
(6/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/29/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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