Mark Sanor
Professional summary
Mark Sanor is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2013. Mark has worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Sanor's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 9, 2019 - November 30, 2023
STONEHAVEN, LLC
August 31, 2015 - December 31, 2018
INTE SECURITIES LLC
June 20, 2013 - June 23, 2015
MLV & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
(3/12/2024)
(11/3/2023)
(11/14/2023)
(4/30/2025)
(6/6/2025)
(2/1/2024)
(3/4/2025)
(3/19/2024)
(11/1/2023)
(11/29/2023)
(11/7/2025)
(3/25/2025)
(10/9/2024)
(11/15/2023)
(1/24/2025)
(7/11/2025)
(3/1/2024)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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