David Cawley
Professional summary
David Cawley, CFP®, who also goes by Dave Floyd Cawley, Dave Cawley, David F Cawley, David Floyd Cawley, was a registered financial advisor .
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2026 - Present
May 20, 2025 - October 1, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 19, 2025 - October 1, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 18, 2024 - February 10, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 17, 2024 - February 10, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 1, 2021 - July 18, 2024
LEGEND FINANCIAL ADVISORS INC
February 11, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 23, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 26, 2015 - September 12, 2017
PNC WEALTH MANAGEMENT LLC
June 9, 2014 - October 27, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/27/2026)
Exams
Series 7TO
Date: 3/31/2024
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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