Walid Hage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walid Hage was a registered financial professional .
Walid is a previously registered financial professional and started their career in finance in 2013. Walid had worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2015 - November 25, 2020
GRIFFIN CAPITAL SECURITIES, LLC
November 11, 2013 - November 18, 2014
ALPHAMAX DISTRIBUTORS, L.L.C.
August 19, 2013 - October 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2013 - October 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/10/2024
General Securities Representative ExaminationCurrent Firm
GRIFFIN CAPITAL SECURITIES, LLC
CRD#: 37739 / SEC#: , 8-47891
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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