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John Robert Sleight

U.S. BANCORP INVESTMENTS
Chicago, IL
·CRD# 6202627·10 years experience

Professional Summary

John Robert Sleight is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
190 S Lasalle St, Chicago, IL 60603
August 22, 2016 - Present

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Current Firm

UB
U.S. BANCORP INVESTMENTS, INC.

CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.

CRD#: 17868 / SEC#: 801-68122, 8-35359
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107

Mailing Address

60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107

Phone Number

(800) 888-4700

Established

Delaware since 02/25/1974

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

2,148

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
U.S. BANCORPSOLE SHAREHOLDER—
BEJASA, EILEENCHIEF OPERATIONS OFFICER AND DIRECTOR7002808
CHOKSHI, KIRIT VINODDIRECTOR1849164
CLARK, SHANNON KEITHCHIEF FINANCIAL OFFICER AND DIRECTOR5829700
CLARK, VANESSA LCHIEF LEGAL OFFICER6563101
DONNELLY, SHANNON MCCRARYSENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER2429382
NAMJOSHI, NITIN SUHASDIRECTOR5902293
SALSTROM, KYLE NORMANCHIEF COMPLIANCE OFFICER AND DIRECTOR5025315
SCHUMER, RONALD EDWARDDIRECTOR2671949
SCOTT, GEORGE MAULDIN IIIDIRECTOR4902301
WHANG, JAMESPRESIDENT AND CHIEF EXECUTIVE OFFICER2737019

Regulatory Assets Under Management

Total Number of Accounts

65,208

AUM (Assets Under Management)

$22,940,857,825

Disclosures

Regulatory Event

16

Arbitration

13

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2025Cover PageReport
12/19/2024Cover PageReport
11/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(2/17/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2016About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Robert Sleight's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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