Fred L. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Lee Davis JR was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1959. Fred had worked at 3 firms and has passed the PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 1980 - October 1, 1997
FIRST OF MICHIGAN CORPORATION
November 13, 1974 - December 22, 1980
SMITH, HAGUE & CO., INCORPORATED
November 23, 1959 - September 18, 1974
FINANCIAL HOUSE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 11/28/1980
AMEX Put and Call ExamCurrent Firm
FIRST OF MICHIGAN CORPORATION
CRD#: 311 / SEC#: , 8-17209
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
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