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Connor P. Leahey

COHEN & COMPANY SECURITIES
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 6202561
CL
Connor P LeaheyCOHEN & COMPANY SECURITIES

Professional summary

Connor P Leahey, who also goes by Leahey Connor, Connor Patrick Leahey, Connor Leahey, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.

Connor is registered as a RR (Registered Representative) and started their career in finance in 2013. Connor has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 79 exams.

Aliases

Leahey Connor | Connor Patrick Leahey | Connor Leahey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Connor P Leahey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2026 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019
BD
CRD#: 149758
NEW YORK, NY
Past

September 20, 2022 - August 11, 2026

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY
Past

September 12, 2019 - September 16, 2022

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

August 13, 2018 - September 5, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

August 5, 2013 - August 20, 2018

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/12/2026)
RR
Alaska
(8/12/2026)
RR
Arizona
(8/12/2026)
RR
Arkansas
(8/12/2026)
RR
California
(8/12/2026)
RR
Colorado
(8/12/2026)
RR
Connecticut
(8/12/2026)
RR
Delaware
(8/12/2026)
RR
District of Columbia
(8/12/2026)
RR
Florida
(8/12/2026)
RR
Georgia
(8/12/2026)
RR
Hawaii
(8/12/2026)
RR
Idaho
(8/12/2026)
RR
Illinois
(8/12/2026)
RR
Indiana
(8/12/2026)
RR
Iowa
(8/12/2026)
RR
Kansas
(8/12/2026)
RR
Kentucky
(8/12/2026)
RR
Louisiana
(8/12/2026)
RR
Maine
(8/12/2026)
RR
Maryland
(8/12/2026)
RR
Massachusetts
(8/12/2026)
RR
Michigan
(8/12/2026)
RR
Minnesota
(8/12/2026)
RR
Mississippi
(8/12/2026)
RR
Missouri
(8/12/2026)
RR
Montana
(8/12/2026)
RR
Nebraska
(8/12/2026)
RR
Nevada
(8/12/2026)
RR
New Hampshire
(8/12/2026)
RR
New Jersey
(8/12/2026)
RR
New Mexico
(8/12/2026)
RR
New York
(8/12/2026)
RR
North Carolina
(8/12/2026)
RR
North Dakota
(8/12/2026)
RR
Ohio
(8/12/2026)
RR
Oklahoma
(8/12/2026)
RR
Oregon
(8/12/2026)
RR
Pennsylvania
(8/12/2026)
RR
Puerto Rico
(8/12/2026)
RR
Rhode Island
(8/12/2026)
RR
South Carolina
(8/12/2026)
RR
South Dakota
(8/12/2026)
RR
Tennessee
(8/12/2026)
RR
Texas
(8/12/2026)
RR
Utah
(8/12/2026)
RR
Vermont
(8/12/2026)
RR
Virgin Islands
(8/12/2026)
RR
Virginia
(8/12/2026)
RR
Washington
(8/12/2026)
RR
West Virginia
(8/12/2026)
RR
Wisconsin
(8/12/2026)
RR
Wyoming
(8/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/27/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/20/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 8/3/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

C&
COHEN & COMPANY SECURITIES, LLC
C & CO/PRINCERIDGE GROUP LLC | VINSONFORBES & CO. LLC | THE PRINCERIDGE GROUP LLC | J.V.B. FINANCIAL GROUP, LLC | COHEN & COMPANY SECURITIES, LLC | C & CO/PRINCERIDGE LLC

CRD#: 149758 / SEC#: , 8-68186

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle 24th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 24th Floor, New York, NY 10019
Phone number
(646) 792-5600
Established
Delaware since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.SOLE MEMBER
BRAFMAN, LESTER RAYMONDCHIEF EXECUTIVE OFFICER1895749
BURKLIN, STEPHAN GEORGEEXECUTIVE VICE PRESIDENT1808970
LISTMAN, DOUGLASCFO5894307
VACCA, KATHARINE ELIZABETHCHIEF COMPLIANCE OFFICER1821586

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758New York, NY 10019

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