EB
Ethan T. Brown
COX CAPITAL MANAGEMENT LLC
Andover, MA 01810
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CRD#: 6202368
EB
Professional summary
Ethan Thomas Brown, CFP® is a registered financial advisor currently at COX CAPITAL MANAGEMENT LLC located in Andover, Massachusetts.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ethan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Thomas Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 1, 2016 - Present
COX CAPITAL MANAGEMENT LLC
Office #1: 10 New England Business Center Drive Suite #102, Andover, MA 01810RIA
CRD#: 117593
Andover, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COX CAPITAL MANAGEMENT LLC
COX CAPITAL MANAGEMENT | WILLIAM J. COX | COX CAPITAL MANAGEMENT LLC
CRD#: 117593 / SEC#: 801-78915
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/27/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/20/2014 Terminated)Texas
Registered Investment Advisory firm - (1/27/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(2/28/2019)
IAR
Massachusetts(2/1/2016)
IAR
New Hampshire(12/14/2018)
IAR
Texas(12/12/2018)
Current Firm
CC
COX CAPITAL MANAGEMENT LLC
COX CAPITAL MANAGEMENT | WILLIAM J. COX | COX CAPITAL MANAGEMENT LLC
CRD#: 117593 / SEC#: 801-78915
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/27/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/20/2014 Terminated)Texas
Registered Investment Advisory firm - (1/27/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 New England Business Center Drive Suite #102, Andover, MA 01810
Mailing Address
Phone number
(978) 475-3325
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 542 |
| AUM (Assets Under Management) | $ 328,704,302 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COX CAPITAL MANAGEMENT LLC
CRD#: 117593Andover, MA 01810TRUST BUT VERIFY
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